Fit and Proper Form

Have you ever been convicted of any offence, whether in the Kingdom or elsewhere? ⬜ ⬜ 2.1 Have you ever been, publicly or secretly, warned, censured, reprimanded, or publicly criticized by any supervisory authority, professional body, or similar bodies, or have signed an undertaking not to conduct certain work, or have been the subject of a court order at the instigation of such body, whether in the Kingdom or elsewhere? ⬜ ⬜ 3.1 Have you ever been denied the right or restricted in your right to carry on any trade, business, financial activity, or profession that requires a specific license, registration or other authorization, whether in the Kingdom or elsewhere? ⬜ ⬜ 4.1 Have you ever been a shareholder, board member, or manager of a business that has been denied the right or restricted in its right to carry on any trade, business, financial activity, or profession that requires a specific license, registration or other authorization, or of a business whose license, registration or other authorization has been suspended, stopped, terminated, withdrawn, or revoked by any supervisory authority, professional body, or similar bodies, whether in the Kingdom or elsewhere? ⬜ ⬜ 5.1 Have you ever provided false or misleading information to SAMA or any other supervisory authority or government body, or been uncooperative in any dealings with SAMA or any other supervisory authority or government body, whether in the Kingdom or elsewhere? ⬜ ⬜ 6.1 Have you ever been censured, prosecuted, or convicted of a criminal offence, or been the subject of any criminal investigation or disciplinary proceedings, whether in the Kingdom or elsewhere? ⬜ ⬜ 7.1 Have you ever been the subject of any interrogation, investigations, or disciplinary proceedings by any government or non-government entity, whether in the Kingdom or elsewhere? ⬜ ⬜ 8.1 Have you ever been convicted of a violation of Banking Control Law ,Capital Market Law, Law on Supervision of Cooperative Insurance Companies ,and Law on Supervision of Finance Companies, the regulations of such laws, Rules Governing of Money Exchange Activities or any other laws or regulations, whether in the Kingdom or elsewhere? ⬜ ⬜ 9.1 Have you ever demonstrated unwillingness to comply with any laws, regulations, or instructions, or in any way helped or abetted another person in breach of any laws, regulations, or instructions ,whether in the Kingdom or elsewhere? ⬜ ⬜ 10.1 Have you ever been convicted of an offence involving moral dishonesty or breach of trust or contravention of laws, regulations and instructions, whether in the Kingdom or elsewhere? ⬜ ⬜ 11.1 Have you ever been convicted of practicing any unauthorized or unlicensed activities or been investigated for the possible carrying out of unauthorized or unlicensed activities ,whether in the Kingdom or elsewhere? ⬜ ⬜ 12.1 Have you ever been subject to a judicial order or settlement order in relation to commercial, investment, or other financial business, misconduct or misappropriation of funds, whether in the Kingdom or elsewhere? ⬜ ⬜ 13.1 Have you ever been associated with any illegal activity concerning banking business, deposit taking, or other financial or business dealing, whether in the Kingdom or elsewhere? ⬜ ⬜ 14.1 Have you ever resigned from any role or position whilst under investigation, whether in the Kingdom or elsewhere? ⬜ ⬜ 15.1 Are there any judgments or decision(s) issued against you by general courts, Board of Grievances, the Committee for Resolutions of Banking Control Law Violations, the Committee of Banking Disputes,. Committees for Resolutions of Insurance Disputes and Violations, or Committee for Resolutions of Finance Violations and Disputes, or Committee for Resolutions of Securities Disputes, or other judicial or semi-judicial committees, whether in the Kingdom or elsewhere? ⬜ ⬜